Control Tester

Roles and responsibilities

• Support the implementation of controls in the Banking Operations
• Regular and on-going controls testing on regulatory topics and follow-up of remediation actions in the Banking Operations
• Ensure the collection and reporting of key risk indicators
• Contribute to the preparation of internal reports
• Responsible for executing Control Assessments (i.e. Testing) that evaluate the design and operating effectiveness of Bank’s first line Key Controls; May act as designated lead tester/reviewer of control testing engagements
• Maintain a thorough understanding of Bank’s Internal Controls Management Policy and Standards, control testing methodologies, and related regulatory and compliance standards, including but not limited to enterprise risk management, data governance, third party risk management, model risk management, business continuity, fraud risk management, and associated regulations, guidance, and regulatory expectations
• Suggest enhancements to testing modules, scripts, and other guides including testing approach for evaluating the effectiveness of Bank’s first line Key Controls to mitigate key risk exposures related to regulatory requirements and Bank’s risk policies and standards
• Exhibit high attention to detail in documentation of control evaluation work papers and remediation of reviewer’s commentary
• Exhibit high attention to detail and strategic thinking in analyzing, aggregating, and articulating the results/issues of control testing activities and value-add opportunities for improvement of Key Controls to Bank’s Senior Management and other stakeholders
• Contribute to the articulation of results/conclusions/memos of control testing activities and communicate to key stakeholders across the Bank
• Support development, implementation, and continuous improvement of tools, templates, and best practices that support control testing and reporting activities
• Assist with the validation and closure of control issues as identified through testing
• Maintain solid working relationships with first, Second lines of defense and internal audit
• Supports a high-performance environment by fostering an inclusive work environment, helping/elevating peers, and taking ownership of individual developmental goals
• Acts as brand ambassador of the CoE by developing solid working relationships across the organization as to facilitate communication and strategic partnerships
• Contribute to ad-hoc assignments and special projects

Requirements:

• A University degree (Business Administration, Finance, Legal,) or equivalent and 1-3 years of professional experience in a similar function (risk control, Control Analyst etc.), preferably for banking Operations
• Preferred Certifications: CPA - Certified Public Accountant, CIA - Certified Internal Auditor, CISA - Certified Information Systems Auditor, and CISSP - Certified Information Systems Security Professional
• Demonstrated experience supporting risk projects across multiple business lines offering a wide variety of financial services products and services
• Team spirit, solution oriented  and can-do attitude combined with diplomatic flair
• Excellent analytical, time management  and complex problem-solving skills
• Work in Shifts, in restricted ODCs with limited access to open internet. Work from Office
• Flexibility, strong coordination and priority management skills and ability to work under time pressure;
• Good knowledge of MS Office: PowerPoint, Excel (data analysis), Word;
• Fluent English verbal and written communication. •  Excellent communication and presentations skills
• Knowledge in regulatory topics (FATCA, AML, OCC, SEC, FINRA, MSRB etc.) will be considered as a strong asset.